Appendix C Solutions¶
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Table of Contents
Basic
- B-1. Klein-Gordon \(\partial \mathcal{L}/\partial \phi\)
- B-2. Klein-Gordon \(\partial \mathcal{L}/\partial(\partial\phi)\)
- B-3. Partial Derivatives of the String Lagrangian
- B-4. \(\partial \mathcal{L}/\partial \phi\) in \(\phi^4\) Theory
- B-5. Explicit Form of the d'Alembert Operator
- B-6. Euler–Lagrange Equation for a 2-Dimensional Scalar Field
- B-7. \(\sqrt{-g}\) of the Minkowski Metric
- B-8. \(\sqrt{-g}\) for the Schwarzschild Metric
Medium
- M-1. Euler–Lagrange Derivation of the Wave Equation for a String
- M-2. Equation of Motion for \(\phi^4\) Theory
- M-3. Massless Scalar Field in Curved Spacetime
- M-4. Derivation of the Energy-Momentum Tensor
Advanced
Basic¶
B-1. Klein-Gordon \(\partial \mathcal{L}/\partial \phi\)¶
Problem: For \(\mathcal{L} = -\frac{1}{2}\eta^{\mu\nu}(\partial_\mu\phi)(\partial_\nu\phi) - \frac{m^2}{2}\phi^2\), find \(\dfrac{\partial\mathcal{L}}{\partial\phi}\).
Solution:
The only term containing \(\phi\) itself is the mass term \(-\frac{m^2}{2}\phi^2\). The derivative term depends on \(\partial_\mu\phi\), not on \(\phi\) itself.
Verification: This agrees with Step 1 in Section C.5 of the main text.
B-2. Klein-Gordon \(\partial \mathcal{L}/\partial(\partial\phi)\)¶
Problem: For the same \(\mathcal{L}\), find \(\dfrac{\partial\mathcal{L}}{\partial(\partial_\mu\phi)}\).
Solution:
The term containing \(\partial_\mu\phi\) is \(-\frac{1}{2}\eta^{\alpha\beta}(\partial_\alpha\phi)(\partial_\beta\phi)\). Differentiating with respect to \(\partial_\mu\phi\), there are two contributions: one from the case \(\alpha = \mu\) and one from the case \(\beta = \mu\):
(We used the symmetry of \(\eta^{\alpha\beta}\): \(\eta^{\alpha\beta} = \eta^{\beta\alpha}\).)
Combining with the prefactor \(-\frac{1}{2}\):
Verification: This agrees with Step 2 in Section C.5 of the main text.
B-3. Partial Derivatives of the String Lagrangian¶
Problem: Find each partial derivative for the string Lagrangian density \(\mathcal{L} = \frac{\rho}{2}(\partial_t\psi)^2 - \frac{\mathcal{T}}{2}(\partial_x\psi)^2\).
Solution:
Since \(\psi\) itself does not appear explicitly in \(\mathcal{L}\):
Verification: Dimensional check. \([\rho\,\partial_t\psi] = (\text{kg/m})\cdot(\text{m/s}) = \text{kg/s}\) (dimensions of momentum density), which is consistent.
B-4. \(\partial \mathcal{L}/\partial \phi\) in \(\phi^4\) Theory¶
Problem: For \(\mathcal{L} = -\frac{1}{2}\eta^{\mu\nu}(\partial_\mu\phi)(\partial_\nu\phi) - \frac{\lambda}{4!}\phi^4\), find \(\dfrac{\partial\mathcal{L}}{\partial\phi}\).
Solution:
The only term containing \(\phi\) is \(-\frac{\lambda}{4!}\phi^4\).
Verification: \(4! = 24\), \(4/24 = 1/6 = 1/3!\). ✓
B-5. Explicit Form of the d'Alembert Operator¶
Problem: Write \(\Box \equiv \eta^{\mu\nu}\partial_\mu\partial_\nu\) explicitly in terms of \((t,x,y,z)\).
Solution:
Since \(\eta^{\mu\nu} = \mathrm{diag}(-1,+1,+1,+1)\), all terms with \(\mu \neq \nu\) vanish. Only the diagonal components contribute:
Verification: \(\Box\phi = 0\) agrees with the wave equation \(\frac{\partial^2\phi}{\partial t^2} = \nabla^2\phi\) (with speed of light \(c=1\)). ✓
B-6. Euler–Lagrange Equation for a 2-Dimensional Scalar Field¶
Problem: In 2-dimensional spacetime, write down the Euler–Lagrange equation for \(\mathcal{L} = \frac{1}{2}(\partial_t\phi)^2 - \frac{1}{2}(\partial_x\phi)^2 - V(\phi)\).
Solution:
The Euler–Lagrange equation for fields is:
Computing each term:
Substituting:
Verification: Setting \(V(\phi) = \frac{m^2}{2}\phi^2\) gives \(V'(\phi) = m^2\phi\), which reduces to the Klein–Gordon equation \(\partial_t^2\phi - \partial_x^2\phi + m^2\phi = 0\). ✓
B-7. \(\sqrt{-g}\) of the Minkowski Metric¶
Problem: For the Minkowski metric \(\eta_{\mu\nu} = \mathrm{diag}(-1,1,1,1)\), find \(g\) and \(\sqrt{-g}\).
Solution:
The determinant of a diagonal matrix is the product of its diagonal elements:
Verification: In flat spacetime, the volume element correction factor should be 1. ✓
B-8. \(\sqrt{-g}\) for the Schwarzschild Metric¶
Problem: Find \(g = \det(g_{\mu\nu})\) and \(\sqrt{-g}\) for the Schwarzschild metric.
Solution:
Since the metric is diagonal:
Reading off each component:
Computing the product:
Therefore:
Check: In the limit \(M \to 0\), the Schwarzschild metric reduces to the Minkowski metric in spherical coordinates \(ds^2 = -dt^2 + dr^2 + r^2 d\Omega^2\). In that case we also have \(\sqrt{-g} = r^2\sin\theta\), which is consistent with the spherical coordinate volume element \(r^2\sin\theta\,dr\,d\theta\,d\varphi\). ✓
Medium¶
M-1. Euler–Lagrange Derivation of the Wave Equation for a String¶
Problem: Derive the wave equation from the Lagrangian density of a string and find the propagation velocity \(v\).
Solution Strategy¶
Using the results from D3, substitute into the 2-dimensional field Euler–Lagrange equation.
Detailed Calculation¶
The field Euler–Lagrange equation (2-dimensional version):
Substituting the results from D3:
Since \(\rho\) and \(\mathcal{T}\) are constants:
Final Answer¶
Rewriting this in the form \(\frac{\partial^2\psi}{\partial t^2} = v^2\frac{\partial^2\psi}{\partial x^2}\):
Verification¶
- Dimensional analysis: \([\mathcal{T}] = \text{N} = \text{kg}\cdot\text{m/s}^2\), \([\rho] = \text{kg/m}\). Therefore \([\mathcal{T}/\rho] = \text{m}^2/\text{s}^2\), so \(v\) has dimensions of velocity. ✓
- Physical intuition: Greater tension leads to faster propagation; greater density leads to slower propagation. ✓
- Special case: If \(\mathcal{T} = 0\) then \(v = 0\) and no wave propagates (without tension there is no restoring force). ✓
M-2. Equation of Motion for \(\phi^4\) Theory¶
Problem: Derive the equation of motion for \(\mathcal{L} = -\frac{1}{2}\eta^{\mu\nu}(\partial_\mu\phi)(\partial_\nu\phi) - \frac{\lambda}{4!}\phi^4\).
Solution Strategy¶
Substitute the results from D2 and D4 into the Euler–Lagrange equation.
Detailed Calculation¶
Step 1: From D4,
Step 2: The same calculation as D2 (just without the mass term) gives
Step 3: Substituting into the Euler–Lagrange equation:
Final Answer¶
Differences from the massless Klein–Gordon equation \(\Box\phi = 0\):
- In the limit \(\lambda = 0\), it reduces to \(\Box\phi = 0\). ✓
- The term \(\frac{\lambda}{6}\phi^3\) on the right-hand side is a nonlinear self-interaction term. The Klein–Gordon equation is linear, and the superposition of solutions holds, but the equation of motion for \(\phi^4\) theory is nonlinear, and the superposition principle does not hold.
- Physically, the \(\phi^4\) term represents the scalar field interacting with itself. In quantum field theory, this term corresponds to a vertex where four \(\phi\) particles interact at a single point (4-point interaction). The coupling constant \(\lambda\) controls the strength of the interaction.
Verification¶
- Dimensional analysis: \([\Box] = [\text{length}^{-2}]\). If \(\phi\) is a scalar field with \([\phi] = [\text{length}^{-1}]\) (in natural units), then the left-hand side gives \([\Box\phi] = [\text{length}^{-3}]\), and the right-hand side gives \([\lambda\phi^3] = [\lambda][\text{length}^{-3}]\), so \(\lambda\) is dimensionless. ✓ (The coupling constant of \(\phi^4\) theory in 4-dimensional spacetime is dimensionless.)
- Limit \(\lambda \to 0\): Reduces to \(\Box\phi = 0\). ✓
M-3. Massless Scalar Field in Curved Spacetime¶
Problem: Derive the equation of motion for a free massless scalar field in curved spacetime.
(a) Calculation of the variation \(\delta S\)¶
Solution strategy: Substitute \(\phi \to \phi + \delta\phi\) and compute the first-order variation of the action. Since \(\sqrt{-g}\) and \(g^{\mu\nu}\) do not depend on \(\phi\), they are not varied.
Under \(\phi \to \phi + \delta\phi\), we have \(\partial_\mu\phi \to \partial_\mu\phi + \partial_\mu(\delta\phi)\), so:
Keeping only the first-order variation:
Using the symmetry of the metric \(g^{\mu\nu} = g^{\nu\mu}\), the two terms are equal:
(In the last equality, the indices \(\mu \leftrightarrow \nu\) were relabeled.)
Therefore:
(b) Integration by parts and derivation of the equation of motion¶
Solution strategy: Use the product rule to transfer the derivative from \(\partial_\nu\delta\phi\) onto \(\delta\phi\).
By the product rule:
Therefore:
Substituting into \(\delta S\):
The first term is a total divergence, which by Gauss's theorem converts to a boundary integral. Since \(\delta\phi = 0\) on the boundary, this term vanishes.
The remainder gives:
(The indices \(\mu \leftrightarrow \nu\) have been relabeled.)
For this to vanish for arbitrary \(\delta\phi\), we require:
Flat spacetime check: In Minkowski spacetime, \(g^{\mu\nu} = \eta^{\mu\nu}\) and \(\sqrt{-g} = 1\), so:
This reduces to the massless Klein–Gordon equation. ✓
Verification¶
- Consistency with the covariant form: The covariant d'Alembert operator acting on a scalar field in curved spacetime is defined as \(\Box_g\phi = \frac{1}{\sqrt{-g}}\partial_\mu(\sqrt{-g}\,g^{\mu\nu}\partial_\nu\phi)\). The equation we obtained is \(\Box_g\phi = 0\), which agrees with the well-known covariant wave equation. ✓
- Case \(m \neq 0\): Adding a mass term \(-\frac{m^2}{2}\phi^2\) introduces the contribution \(\frac{\partial\mathcal{L}}{\partial\phi} = -m^2\phi\), yielding \(\Box_g\phi - m^2\phi = 0\). ✓
M-4. Derivation of the Energy-Momentum Tensor¶
Problem: Derive \(T_{\mu\nu}\) for a free scalar field.
Solution Strategy¶
Vary \(S_m = \int d^4x\,\sqrt{-g}\,\mathcal{L}_m\) with respect to \(g^{\mu\nu}\). The variation acts on two places: (i) the direct contribution to \(g^{\mu\nu}\) in \(\mathcal{L}_m\), and (ii) the contribution through \(\sqrt{-g}\).
Detailed Calculation¶
Let \(g^{\mu\nu} \to g^{\mu\nu} + \delta g^{\mu\nu}\) and take the first-order variation.
(i) Variation of \(g^{\mu\nu}\) in \(\mathcal{L}_m\):
\(g^{\mu\nu}\) appears explicitly only in the first term:
(ii) Variation of \(\sqrt{-g}\):
From the given formula \(\frac{\delta(\sqrt{-g})}{\delta g^{\mu\nu}} = -\frac{1}{2}\sqrt{-g}\,g_{\mu\nu}\):
(iii) Total variation:
(iv) Extracting \(T_{\mu\nu}\):
From the definition \(T_{\mu\nu} = -\frac{2}{\sqrt{-g}}\frac{\delta S_m}{\delta g^{\mu\nu}}\):
Final Answer¶
Substituting \(\mathcal{L}_m = -\frac{1}{2}g^{\alpha\beta}(\partial_\alpha\phi)(\partial_\beta\phi) - \frac{m^2}{2}\phi^2\):
Verification¶
- Symmetry: \(T_{\mu\nu} = T_{\nu\mu}\) is evident (the first term satisfies \((\partial_\mu\phi)(\partial_\nu\phi) = (\partial_\nu\phi)(\partial_\mu\phi)\), and \(g_{\mu\nu}\) in the second term is symmetric). ✓
- Trace: \(g^{\mu\nu}T_{\mu\nu} = g^{\mu\nu}(\partial_\mu\phi)(\partial_\nu\phi) + 4\mathcal{L}_m = g^{\mu\nu}(\partial_\mu\phi)(\partial_\nu\phi) + 4\left[-\frac{1}{2}g^{\alpha\beta}(\partial_\alpha\phi)(\partial_\beta\phi) - \frac{m^2}{2}\phi^2\right] = -g^{\alpha\beta}(\partial_\alpha\phi)(\partial_\beta\phi) - 2m^2\phi^2\). For \(m = 0\), \(T^\mu{}_\mu = -g^{\alpha\beta}(\partial_\alpha\phi)(\partial_\beta\phi)\), which is not conformally invariant (the scalar field in 4 dimensions is not traceless unless conformally coupled). This is consistent with known results. ✓
- \(T_{00}\) component in flat spacetime with \(m = 0\): \(T_{00} = (\partial_t\phi)^2 - \eta_{00}\left[\frac{1}{2}\eta^{\alpha\beta}(\partial_\alpha\phi)(\partial_\beta\phi)\right] = (\partial_t\phi)^2 + \frac{1}{2}\left[-(\partial_t\phi)^2 + (\nabla\phi)^2\right] = \frac{1}{2}(\partial_t\phi)^2 + \frac{1}{2}(\nabla\phi)^2\). This is the correct energy density for a scalar field. ✓
Advanced¶
A-1. Maxwell Equations from the Electromagnetic Field Lagrangian¶
Problem: Derive Maxwell's equations from the electromagnetic field Lagrangian density.
(a) Verification of \(\mathcal{L}_{\text{EM}} = -\frac{1}{4}F_{\mu\nu}F^{\mu\nu}\)¶
The definition of \(F^{\mu\nu}\) is \(F^{\mu\nu} \equiv \eta^{\mu\alpha}\eta^{\nu\beta}F_{\alpha\beta}\).
The given Lagrangian density is:
Since \(\eta^{\mu\alpha}\eta^{\nu\beta}F_{\alpha\beta} = F^{\mu\nu}\):
(b) Derivation of \(\partial_\mu F^{\mu\nu} = 0\) from the Euler–Lagrange equation¶
Strategy: The field variable is \(A_\nu\). The Euler–Lagrange equation is:
Step 1: \(A_\nu\) does not appear explicitly in \(\mathcal{L}\) (since \(\mathcal{L}\) depends only on \(\partial_\mu A_\nu\)):
Step 2: Compute \(\frac{\partial\mathcal{L}}{\partial(\partial_\mu A_\nu)}\).
Since \(\mathcal{L} = -\frac{1}{4}F_{\alpha\beta}F^{\alpha\beta}\) and \(F_{\alpha\beta} = \partial_\alpha A_\beta - \partial_\beta A_\alpha\), we examine the dependence of \(F_{\alpha\beta}\) on \(\partial_\mu A_\nu\):
Using the chain rule:
\(F_{\alpha\beta}F^{\alpha\beta}\) is the contraction of \(F_{\alpha\beta}\) and \(F^{\alpha\beta}\), and since \(F^{\alpha\beta} = \eta^{\alpha\gamma}\eta^{\beta\delta}F_{\gamma\delta}\), the derivative with respect to \(\partial_\mu A_\nu\) has the same structure as the derivative of \(F_{\alpha\beta}\). Computing explicitly:
First term:
(using the antisymmetry of \(F^{\mu\nu}\): \(F^{\nu\mu} = -F^{\mu\nu}\).)
Second term: Similarly
Since \(F^{\alpha\beta} = \eta^{\alpha\gamma}\eta^{\beta\delta}F_{\gamma\delta}\):
Therefore:
Step 3: Substituting into the Euler–Lagrange equation:
(c) Verification of Gauss's law and the Ampère–Maxwell law¶
Using the correspondence between the components of the electromagnetic field tensor and the electric and magnetic fields:
(where \(i, j, k = 1, 2, 3\) are spatial components.)
Case \(\nu = 0\) (Gauss's law):
Since \(F^{00} = 0\) (by antisymmetry) and \(F^{i0} = -F^{0i} = E^i\):
This is the source-free Gauss's law. ✓
Case \(\nu = j\) (spatial component) (Ampère–Maxwell law):
Since \(F^{0j} = -E^j\), we have \(\partial_0 F^{0j} = -\frac{\partial E^j}{\partial t}\).
Since \(F^{ij} = -\epsilon^{ijk}B_k\):
We verify the relation to the \(j\)-component of \((\nabla\times\mathbf{B})\). Since \((\nabla\times\mathbf{B})^j = \epsilon^{jab}\partial_a B_b\) and \(\epsilon^{ijk} = \epsilon^{jki}\):
Relabeling indices \(i \to a\), \(k \to b\) gives \(-\epsilon^{jba}\partial_a B_b = +\epsilon^{jab}\partial_a B_b = (\nabla\times\mathbf{B})^j\).
(using \(\epsilon^{jba} = -\epsilon^{jab}\).)
Therefore \(\partial_i F^{ij} = (\nabla\times\mathbf{B})^j\).
The equation becomes:
This is the source-free Ampère–Maxwell law. ✓
Verification¶
- Regarding the remaining Maxwell equations: \(\partial_\mu F^{\mu\nu} = 0\) corresponds to half of Maxwell's equations (the source-free version of the sourced equations). The other half (\(\nabla\cdot\mathbf{B} = 0\) and Faraday's law \(\nabla\times\mathbf{E} = -\frac{\partial\mathbf{B}}{\partial t}\)) are automatically satisfied by the definition \(F_{\mu\nu} = \partial_\mu A_\nu - \partial_\nu A_\mu\) (the Bianchi identity \(\partial_{[\lambda}F_{\mu\nu]} = 0\)). ✓
- When adding source terms: If \(\mathcal{L} = -\frac{1}{4}F_{\mu\nu}F^{\mu\nu} - J^\nu A_\nu\), then \(\frac{\partial\mathcal{L}}{\partial A_\nu} = -J^\nu\) is added, yielding \(\partial_\mu F^{\mu\nu} = J^\nu\). ✓
A-2. Einstein Equation with Cosmological Constant¶
Problem: Derive the Einstein equation with a cosmological constant and discuss its physical effects.
(a) Variation of \(\sqrt{-g}\,\Lambda\) with respect to \(g^{\mu\nu}\)¶
Since \(\Lambda\) is a constant, the variation acts only on \(\sqrt{-g}\):
Using the given formula \(\frac{\delta(\sqrt{-g})}{\delta g^{\mu\nu}} = -\frac{1}{2}\sqrt{-g}\,g_{\mu\nu}\):
Therefore:
(b) Derivation of the Einstein equation with cosmological constant¶
The total action is:
We compute the variation of each term.
First term: Variation of \(\sqrt{-g}\,R\) (used as a known result)
Second term: Variation of \(-2\sqrt{-g}\,\Lambda\)
Using the result from (a):
Third term: Variation of the matter action
From the definition of the energy-momentum tensor \(T_{\mu\nu} = -\frac{2}{\sqrt{-g}}\frac{\delta S_m}{\delta g^{\mu\nu}}\):
Setting the total variation to zero:
For this to vanish for arbitrary \(\delta g^{\mu\nu}\):
Multiplying both sides by \(16\pi G\):
(c) Physical effects of \(\Lambda > 0\) in vacuum (\(T_{\mu\nu} = 0\))¶
When \(T_{\mu\nu} = 0\), the Einstein equation becomes:
This can be rewritten as:
The right-hand side is equivalent to an energy-momentum tensor
This corresponds to the perfect fluid energy-momentum tensor \(T_{\mu\nu} = (\rho + p)u_\mu u_\nu + p\,g_{\mu\nu}\) with
That is, \(\Lambda > 0\) behaves as a uniform energy density with equation of state \(p = -\rho\).
Physical effects:
-
Repulsive gravitational effect: The negative pressure \(p = -\rho < 0\) acts as a gravitational repulsion in general relativity. From the Friedmann acceleration equation \(\ddot{a}/a = -\frac{4\pi G}{3}(\rho + 3p) = -\frac{4\pi G}{3}(\rho_\Lambda - 3\rho_\Lambda) = \frac{8\pi G}{3}\rho_\Lambda > 0\), it accelerates the expansion of the universe.
-
de Sitter spacetime: In the vacuum case with \(\Lambda > 0\), spacetime becomes de Sitter spacetime, describing an exponentially expanding universe. The scale factor is \(a(t) \propto e^{Ht}\) (where \(H = \sqrt{\Lambda/3}\)).
-
Vacuum energy: The \(\Lambda\) term implies that energy exists in spacetime even in the absence of matter, corresponding to the simplest model of "vacuum energy" or "dark energy."
Verification¶
- Limit \(\Lambda = 0\): Reduces to the ordinary Einstein equation \(G_{\mu\nu} = 8\pi G\,T_{\mu\nu}\). ✓
- Trace check: Taking the trace of \(G_{\mu\nu} + \Lambda g_{\mu\nu} = 8\pi G T_{\mu\nu}\), with \(g^{\mu\nu}G_{\mu\nu} = -R\) (in 4 dimensions) and \(g^{\mu\nu}g_{\mu\nu} = 4\), gives \(-R + 4\Lambda = 8\pi G T\). In vacuum \(T = 0\), we get \(R = 4\Lambda\). This is the well-known result for the Ricci scalar of de Sitter spacetime. ✓
- Consistency with the Bianchi identity: Since \(\nabla^\mu G_{\mu\nu} = 0\) and \(\nabla^\mu(\Lambda g_{\mu\nu}) = 0\) (\(\Lambda\) is a constant and \(\nabla^\mu g_{\mu\nu} = 0\)), the energy-momentum conservation law \(\nabla^\mu T_{\mu\nu} = 0\) is automatically satisfied. ✓
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